SEC Form 4 · accession 0000950138-18-000471
BARNES & NOBLE INC · BKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederic Argir
Officer — VP, Chief Digital Officer
Period of report
Jul 13, 2018
Accepted (ET)
Jul 17, 2018 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 13, 2018 | F | 3,976 | $5.40 | D | 66,237 | D | |
| Common StockF1 | Jul 14, 2018 | F | 2,353 | $5.40 | D | 63,884 | D | |
| Common StockF1 | Jul 15, 2018 | F | 875 | $5.40 | D | 63,009 | D | |
| Common StockF2 | Jul 15, 2018 | A | 5,165 | $0.00 | A | 68,174 | D | |
| Common StockF3 | Jul 15, 2018 | F | 2,032 | $5.40 | D | 66,142 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
- F2Shares issued upon vesting of performance-based restricted stock units.
- F3Shares withheld by the Issuer on vesting of performance-based restricted stock units to cover applicable withholding taxes.