SEC Form 4 · accession 0000950138-17-000588
BARNES & NOBLE INC · BKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl S Hauch
Officer — Vice President, Stores
Period of report
Aug 1, 2017
Accepted (ET)
Aug 2, 2017 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2017 | A | 28,301 | $0.00 | A | 28,301 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units (payable solely in common stock of the Issuer on each vesting date), vesting in three equal annual installments on August 1 of each of the years 2018 through 2020.