SEC Form 4 · accession 0000950138-17-000582
BARNES & NOBLE INC · BKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle L Smith
Officer — VP Human Resources
Period of report
Jul 14, 2017
Accepted (ET)
Jul 18, 2017 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 14, 2017 | F | 1,542 | $7.40 | D | 60,646 | D | |
| Common StockF1 | Jul 15, 2017 | F | 1,048 | $7.40 | D | 59,598 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.