SEC Form 5 · accession 0000950138-17-000473
BARNES & NOBLE INC · BKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard Riggio
Officer — Chairman of the Board · Director · 10% Owner
Period of report
Apr 29, 2017
Accepted (ET)
Jun 12, 2017 · 2:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2017 | G | 712,473 | $0.00 | D | 7,594,591 | D | |
| Common StockF2 | holding | — | — | — | 2,316,668 | I | By Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of 712,473 shares to The Riggio Foundation, a charitable trust, of which the Reporting Person and his wife, Louise Riggio ("Mrs. Riggio"), are co-trustees.
- F2These 2,316,668 shares are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and Mrs. Riggio. An additional 3,140,973 shares (which include the 712,473 shares referred to in Note 1 above) are owned by The Riggio Foundation, a charitable trust of which Mr. and Mrs. Riggio are the co-trustees.