SEC Form 4 · accession 0000950138-16-000841
BARNES & NOBLE INC · BKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle L Smith
Officer — VP Human Resources
Period of report
Feb 7, 2016
Accepted (ET)
Feb 9, 2016 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 7, 2016 | F | 4,123 | $8.26 | D | 52,933 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
- F2Includes additional unvested restricted stock units (payable solely in common stock of the Issuer on each vesting date) acquired by the Reporting Person as a result of the conversion associated with the Issuer's spin-off of Barnes & Noble Education, Inc., which was completed on August 2, 2015.