SEC Form 4 · accession 0000950138-15-000263
BARNES & NOBLE INC · BKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell S Klipper
Officer — CEO, B&N Retail Group
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 12:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 16, 2015 | S | 2,262 | $23.34 | D | 0 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of holdings under the Barnes & Noble, Inc. 401(k) Plan, which are reported in units, consisting of shares of the Issuer's common stock and a liquidity component.
- F2Price per share of the Issuer's common stock used to calculate the number of shares of the Issuer's common stock (1,235.922) equivalent to the number of units sold under the Barnes & Noble, Inc. 401(k) Plan at $12.75 per unit.