SEC Form 4 · accession 0001214782-15-000059
Vertex Energy Inc. · VTNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Gregory
Director
Period of report
Jul 7, 2015
Accepted (ET)
Jul 9, 2015 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890447
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2 | $2.08 | Jul 7, 2015 | A | 15,000 | A | Jul 7, 2016 | Jul 7, 2025 | Common Stock | 15,000 | 60,000 | D |
| Stock OptionF1,F2 | $2.08 | Jul 7, 2015 | A | 15,000 | A | Jul 7, 2017 | Jul 7, 2025 | Common Stock | 15,000 | 60,000 | D |
| Stock OptionF1,F2 | $2.08 | Jul 7, 2015 | A | 15,000 | A | Jul 7, 2018 | Jul 7, 2025 | Common Stock | 15,000 | 60,000 | D |
| Stock OptionF1,F2 | $2.08 | Jul 7, 2015 | A | 15,000 | A | Jul 7, 2019 | Jul 7, 2025 | Common Stock | 15,000 | 60,000 | D |
Explanation of responses
- F1Stock options granted pursuant to the Registrant's 2013 Stock Incentive Plan in a transaction exempt from Section 16 under Rule 16b-3.
- F2Granted in consideration for services rendered and to be rendered as a member of the board of directors.