SEC Form 4 · accession 0001645383-19-000010
MoSys, Inc. · MOSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Lee Lewis
Officer — Chief Executive Officer
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Feb 6, 2019 | A | 450,000 | — | A | 70,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Common StockF2 | $0.196 | Feb 6, 2019 | D | 300,000 | A | Mar 6, 2019 | Feb 6, 2029 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1Restricted stock units vest in 6 equal installments on August 6, 2019, February 6, 2020, August 6, 2020, February 6, 2021, August 6, 2021 and February 6, 2022
- F2Options vest monthly over thirty-six months