SEC Form 4 · accession 0001645383-19-000003
MoSys, Inc. · MOSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James Sullivan
Officer — Chief Financial Officer
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2019 | M | 11,666 | — | A | 32,366 | D | |
| Common Stock | Jan 31, 2019 | F | 4,770 | $0.1909 | A | 27,596 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019.