SEC Form 4 · accession 0001645383-18-000010
MoSys, Inc. · MOSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Stearns Monson
Officer — VP of Marketing and Sales
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 12:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | M | 2,000 | — | A | 11,126 | D | |
| Common StockF1 | Mar 1, 2018 | F | 817 | $1.50 | D | 10,309 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 22, 2016, the reporting person was granted 6,000 restricted stock units, which reflect the impact of a one for ten reverse stock split of the Issuers common stock effected in February 2017. The restricted stock units vest in three equal installments on each of March 1, 2017, 2018, and 2019. Amounts shown represent the conversion of the RSUs into common stock on a one for one basis upon vesting.