SEC Form 4 · accession 0001645383-18-000006
MoSys, Inc. · MOSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Sullivan
Officer — CFO
Period of report
Jan 31, 2018
Accepted (ET)
Feb 5, 2018 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2018 | M | 11,667 | — | A | 15,405 | D | |
| Common StockF1 | Jan 31, 2018 | F | 4,769 | $1.23 | D | 10,636 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019