SEC Form 4 · accession 0001645383-17-000007
MoSys, Inc. · MOSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Riordan
Officer — Chief Operating Officer
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2017 | M | 3,334 | — | A | 13,109 | D | |
| Common StockF1,F2 | Mar 1, 2017 | F | 1,459 | $2.48 | D | 11,650 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.
- F2On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on 2/15/17. The restricted stock units vest in 3 equal installments on each of March 1, 2017, 2018, and 2019.