SEC Form 4 · accession 0001645383-16-000006
MoSys, Inc. · MOSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Stearns Monson
Other
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2016 | M | 4,000 | — | A | 22,538 | D | |
| Common StockF1 | Feb 18, 2016 | F | 2,081 | $0.59 | A | 20,457 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Feb 18, 2016 | M | 4,000 | A | — | — | Common Stock | 4,000 | 284,900 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.
- F2On February 18 2014, the reporting person was granted 20,000 restricted stock units, vesting in 5 equal installments on March 18, 2014, February 18, 2015, February 18, 2016, February 18, 2017 and February 18, 2018