SEC Form 4 · accession 0001645383-16-000005
MoSys, Inc. · MOSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Sullivan
Officer — Chief Financial Officer
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2016 | M | 6,000 | — | A | 45,985 | D | |
| Common StockF1 | Feb 18, 2016 | F | 3,104 | $0.59 | D | 42,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Feb 18, 2016 | M | 6,000 | A | — | — | Common Stock | 6,000 | 453,083 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.
- F2On February 18 2014, the reporting person was granted 30,000 restricted stock units, vesting in 5 equal installments on March 18, 2014, February 18, 2015, February 18, 2016, February 18, 2017 and February 18, 2018.