SEC Form 4 · accession 0001104659-15-044293
MoSys, Inc. · MOSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tommy Eng
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 9, 2015 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | M | 7,000 | $1.65 | A | 7,000 | D | |
| Common Stock | Jun 1, 2015 | S | 7,000 | $2.30 | D | 0 | D | |
| Common Stock | Jun 2, 2015 | M | 5,000 | $1.65 | A | 5,000 | D | |
| Common Stock | Jun 2, 2015 | S | 5,000 | $2.21 | D | 0 | D | |
| Common Stock | Jun 3, 2015 | M | 4,000 | $1.65 | A | 4,000 | D | |
| Common Stock | Jun 3, 2015 | S | 4,000 | $2.10 | D | 0 | D | |
| Common Stock | Jun 8, 2015 | M | 4,000 | $1.65 | A | 4,000 | D | |
| Common Stock | Jun 8, 2015 | S | 4,000 | $2.04 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stock | $1.65 | Jun 1, 2015 | M | 7,000 | D | Jul 23, 2010 | Jul 23, 2015 | Common stock | 7,000 | 93,000 | D |
| Option to purchase common stock | $1.65 | Jun 2, 2015 | M | 5,000 | D | Jul 23, 2010 | Jul 23, 2015 | Common stock | 5,000 | 88,000 | D |
| Option to purchase common stock | $1.65 | Jun 3, 2015 | M | 4,000 | D | Jul 23, 2010 | Jul 23, 2015 | Common stock | 4,000 | 84,000 | D |
| Option to purchase common stock | $1.65 | Jun 8, 2015 | M | 4,000 | D | Jul 23, 2010 | Jul 23, 2015 | Common stock | 4,000 | 80,000 | D |