SEC Form 4 · accession 0000899243-19-006005
MoSys, Inc. · MOSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Sullivan
Officer — Chief Financial Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | M | 3,333 | — | A | 30,929 | D | |
| Common StockF1 | Mar 1, 2019 | F | 1,363 | $0.168 | D | 29,566 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1-for-10 reverse stock split of MoSys, Inc. common stock effected in February 2017. The restricted stock units (RSUs) vested in 3 equal installments on each of March 1, 2017, 2018 and 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting.