SEC Form 4 · accession 0000921895-18-002935
TAUBMAN CENTERS INC · TCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Litt
Director
Period of report
Nov 5, 2018
Accepted (ET)
Nov 6, 2018 · 9:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890319
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2018 | P | 1,000 | $54.32 | A | 3,653 | D | |
| Series J Preferred Stock | holding | — | — | — | 436 | D | ||
| Common StockF1 | holding | — | — | — | 251,400 | I | By: Land and Buildings Capital Growth Fund, LP | |
| Common StockF2 | holding | — | — | — | 217,600 | I | By: Land and Buildings Real Estate Opportunity Fund, LP | |
| Common StockF3 | holding | — | — | — | 645,947 | I | By: Managed Accounts of Land and Buildings Investment Management, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares owned directly by Land & Buildings Capital Growth Fund, LP ("L&B Capital"). The Reporting Person, solely by virtue of his position as managing principal of Land & Buildings Investment Management, LLC ("L&B Management"), the investment manager of L&B Capital, may be deemed to beneficially own the shares directly held by L&B Capital for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F2Shares owned directly by Land & Buildings Real Estate Opportunity Fund, LP ("L&B Opportunity"). The Reporting Person, solely by virtue of his position as managing principal of L&B Management, the investment manager of L&B Opportunity, may be deemed to beneficially own the shares directly held by L&B Opportunity for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3Shares held in certain accounts managed by L&B Management (the "Managed Accounts"). The Reporting Person, solely by virtue of his position as managing principal of L&B Management, the investment manager of the Managed Accounts, may be deemed to beneficially own the shares directly held in the Managed Accounts for purposes of Section 16.