SEC Form 4 · accession 0001209191-17-042545
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean-Paul Roux
Officer — Senior Vice President
Period of report
Jun 29, 2017
Accepted (ET)
Jun 30, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 29, 2017 | A | 38,000 | A | — | — | Common Stock | 38,000 | 38,000 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit converts into one share of Exa common stock.
- F2The restricted stock units vest as follows: (i) 50% of the restricted stock units vest on the first anniversary of the date of grant, and (ii) 12.5% of the restricted stock units vest on each of July 6, 2018, October 6, 2018, January 6, 2019 and April 6, 2019.