SEC Form 4 · accession 0001209191-17-040842
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Shields
Director
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 15, 2017 | A | 5,353 | A | — | — | Common Stock | 5,353 | 5,353 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit converts into one share of Exa common stock.
- F2The restricted stock units shall become fully vested on June 15, 2018 or at the next annual meeting of the Exa stockholders, whichever is earlier.