SEC Form 4 · accession 0001209191-17-030921
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suresh Sundaram
Officer — SVP Products and Marketing
Period of report
May 8, 2017
Accepted (ET)
May 9, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2017 | M | 2,500 | — | A | 5,614 | D | |
| Common Stock | May 8, 2017 | F | 788 | $12.99 | D | 4,826 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 8, 2017 | M | 2,500 | D | — | — | Common Stock | 2,500 | 22,500 | D |
Explanation of responses
- F1Each restricted stock unit converts into one share of Exa common stock.
- F2On August 8, 2016, the reporting person was granted 30,000 restricted stock units, vesting in equal quarterly installments over three years.