SEC Form 4 · accession 0001209191-17-026467
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hudong Chen
Officer — Chief Scientific Ofc., Sr. VP
Period of report
Apr 6, 2017
Accepted (ET)
Apr 10, 2017 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 6, 2017 | A | 45,000 | A | — | — | Common Stock | 45,000 | 45,000 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit converts to one share of Exa common stock.
- F2The restricted stock units vest in equal quarterly installments over two years.