SEC Form 5 · accession 0001209191-17-021517
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hudong Chen
Officer — Chief Scientific Ofc., Sr. VP
Period of report
Jan 31, 2017
Accepted (ET)
Mar 17, 2017 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2016 | G | 2,000 | $0.00 | D | 119,656 | D | |
| Common Stock | Jun 14, 2016 | G | 2,000 | $0.00 | D | 119,656 | D | |
| Common Stock | Jun 14, 2016 | G | 2,000 | $0.00 | A | 4,900 | I | By daughter |
| Common Stock | Jun 14, 2016 | G | 2,000 | $0.00 | A | 7,900 | I | By son |
| Common Stock | holding | — | — | — | 20,000 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person to his daughter, who shares the reporting person's household.
- F2This transaction involved a gift of securities by the reporting person to his son, who shares the reporting person's household.