SEC Form 4 · accession 0001209191-17-002274
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean-Paul Roux
Officer — Senior Vice President
Period of report
Jan 4, 2017
Accepted (ET)
Jan 5, 2017 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2017 | M | 7,550 | $3.58 | A | 172,541 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $3.58 | Jan 4, 2017 | M | 7,550 | D | — | Jun 29, 2017 | Common Stock | 7,550 | 5,189 | D |
Explanation of responses
- F1The option became fully exercisable on March 29, 2009.