SEC Form 4 · accession 0001209191-16-156582
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hudong Chen
Officer — Chief Scientific Ofc., Sr. VP
Period of report
Dec 20, 2016
Accepted (ET)
Dec 22, 2016 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 20, 2016 | S | 3,000 | $16.00 | D | 4,900 | I | By daughter |
| Common Stock | holding | — | — | — | 119,656 | D | ||
| Common Stock | holding | — | — | — | 20,000 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's daughter on September 6, 2016.