SEC Form 4 · accession 0001209191-16-128227
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Fusco
Director
Period of report
Jun 9, 2016
Accepted (ET)
Jun 16, 2016 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 9, 2016 | M | 3,880 | — | A | 3,880 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 9, 2016 | M | 3,880 | D | — | — | Common Stock | 3,880 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Jun 14, 2016 | A | 6,097 | A | — | — | Common Stock | 6,097 | 6,097 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit converts into one share of Exa common stock.
- F2On August 17, 2015, the reporting person was granted 3,880 restricted stock units that vested in full on June 9, 2016.
- F3The restricted stock units shall become fully vested on June 14, 2017 or the next annual meeting of the Exa stockholders, whichever is earlier.