SEC Form 4 · accession 0001209191-16-118484
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hudong Chen
Officer — Chief Scientific Ofc., Sr. VP
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2016 | M | 69,230 | $1.56 | A | 123,656 | D | |
| Common Stock | holding | — | — | — | 5,900 | I | By daughter | |
| Common Stock | holding | — | — | — | 20,000 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $1.56 | May 5, 2016 | M | 69,230 | D | — | Jun 4, 2016 | Common Stock | 69,230 | 0 | D |
Explanation of responses
- F1The option became fully exercisable on June 30, 2009.