SEC Form 4 · accession 0001209191-16-113126
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hudong Chen
Officer — Chief Scientific Ofc., Sr. VP
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 1, 2016 | S | 3,850 | $12.8886 | D | 60,576 | D | |
| Common StockF3 | Apr 4, 2016 | S | 6,150 | $12.969 | D | 54,426 | D | |
| Common Stock | holding | — | — | — | 5,900 | I | By daughter | |
| Common Stock | holding | — | — | — | 20,000 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.85 to $13.00, inclusive. The reporting person undertakes to provide to Exa Corporation, any security holder of Exa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.95 to $13.00, inclusive. The reporting person undertakes to provide to Exa Corporation, any security holder of Exa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.