SEC Form 4 · accession 0001209191-15-063295
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Shields
Director
Period of report
Jul 30, 2015
Accepted (ET)
Aug 3, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 30, 2015 | J | 992,257 | $0.00 | D | 0 | I | See Footnote |
| Common Stock | Jul 30, 2015 | J | 48,362 | $0.00 | A | 61,317 | D | |
| Common Stock | Jul 30, 2015 | J | 795 | $0.00 | A | 4,115 | I | By wife |
| Common Stock | Aug 3, 2015 | J | 30 | $0.00 | A | 61,347 | D | |
| Common StockF3 | holding | — | — | — | 4,699 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Distribution from Boston Capital Ventures IV Limited Partnership ("BCV IV") to its partners, including its general partner, Boston Capital Partners IV LLC ("BCP IV"), and subsequent distribution from BCP IV to its members, including the reporting person and his wife. The reporting person is a managing member of BCP IV.
- F2Shares held by BCV IV. The reporting person is a managing member of BCP IV, the general partner of BCV IV, and has voting and investment power over the shares held by BCV IV. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3Shares held by King's Point Holdings Incorporated, for which the reporting person serves as the chief executive officer and president.