SEC Form 4 · accession 0001209191-15-051845
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Shields
Director · 10% Owner
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2015 | S | 3,000 | $11.4586 | D | 999,257 | I | See Footnote |
| Common StockF1 | Jun 9, 2015 | S | 2,400 | $11.5539 | D | 996,857 | I | See Footnote |
| Common Stock | holding | — | — | — | 12,955 | D | ||
| Common Stock | holding | — | — | — | 3,320 | I | By wife | |
| Common StockF2 | holding | — | — | — | 4,699 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Boston Capital Ventures IV Limited Partnership ("BCV IV"). The reporting person is a managing member of Boston Capital Partners IV LLC ("BCP IV"), the general partner of BCV IV, and has voting and investment power over the shares held by BCV IV. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F2Shares held by King's Point Holdings Incorporated, for which the reporting person serves as the chief executive officer and president.