SEC Form 4 · accession 0001209191-15-033720
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Johan von der Goltz
10% Owner
Period of report
Apr 9, 2015
Accepted (ET)
Apr 13, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 9, 2015 | J | 1,000,000 | $0.00 | D | 1,002,257 | I | By Boston Capital Ventures IV Limited Partnership |
| Common StockF3 | Apr 9, 2015 | J | 1,750 | $0.00 | A | 37,197 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Boston Capital Partners IV LLC ("BCP IV") is the sole general partner of Boston Capital Ventures IV Limited Partnership ("BCV IV"), and the Reporting Person is a managing member of BCP IV and thus may be deemed to be a beneficial owner of the shares owned by BCV IV. The Reporting Person disclaims beneficial ownership of all shares held by BCV IV, except to the extent of his pecuniary interest therein.
- F2Pro rata distribution from BCV IV to its partners, including BCP IV, and subsequent distribution from BCP IV to its members, including the Reporting Person.
- F3Amount includes the 1,750 shares distributed from BCP IV to the Reporting Person on April 9, 2015.