SEC Form 4 · accession 0001209191-15-027929
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E. Hoch
Officer — Sr. VP of Software Development
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2015 | M | 76,923 | $0.78 | A | 112,464 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.78 | Mar 17, 2015 | M | 76,923 | D | — | Jul 1, 2015 | Common Stock | 76,923 | 0 | D |
Explanation of responses
- F1The option was immediately exercisable on July 3, 2012, the date of completion of the issuer's initial public offering.