SEC Form 4 · accession 0001209191-15-016841
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hudong Chen
Officer — Chief Scientist, VP of Physics
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2015 | M | 84,615 | $0.78 | A | 113,426 | D | |
| Common Stock | holding | — | — | — | 1,400 | I | By daughter | |
| Common Stock | holding | — | — | — | 20,000 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.78 | Feb 18, 2015 | M | 84,615 | D | — | Jul 1, 2015 | Common Stock | 84,615 | 0 | D |
Explanation of responses
- F1The option was immediately exercisable on July 3, 2012, the date of completion of the issuer's initial public offering.