SEC Form 4 · accession 0001140361-17-035798
EXA CORP · EXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 14, 2017
Accepted (ET)
Sep 18, 2017 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1,F2 | Sep 14, 2017 | P | 697 | $14.97 | A | 1,662,363 | I | See footnote |
| Common Stock, $0.001 par value per shareF1,F3,F2 | Sep 15, 2017 | P | 47,920 | $15.451 | A | 1,710,283 | I | See footnote |
| Common Stock, $0.001 par value per shareF1,F4,F2 | Sep 18, 2017 | P | 4,885 | $15.8942 | A | 1,715,168 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").
- F2Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.
- F3The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.135 to $15.75, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.84 to $15.90, inclusive.
Remarks
The filing of this statement shall not be deemed an admission that any of the Reporting Persons are the beneficial owner of any securities not held directly for its account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.