SEC Form 4 · accession 0001654954-18-012877
LIGHTPATH TECHNOLOGIES INC · LPTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dorothy M Cipolla
Officer — Vice President
Period of report
Nov 15, 2018
Accepted (ET)
Nov 16, 2018 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889971
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive stock option (right-to-buy)F1 | $2.10 | Nov 15, 2018 | A | 2,437 | A | Nov 15, 2018 | Nov 15, 2028 | Class A common stock | 2,437 | 2,437 | D |
Explanation of responses
- F1The incentive stock option was granted to the reporting person in satisification of certain performance criteria being met for the fiscal year ended June 30, 2018. The incentive stock options vested immediately on November 15, 2018.