SEC Form 4 · accession 0001654954-18-006781
LIGHTPATH TECHNOLOGIES INC · LPTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald O'connor Retreage Jr.
Officer — CFO
Period of report
Jun 18, 2018
Accepted (ET)
Jun 20, 2018 · 8:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889971
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive stock option (right-to-buy)F1 | $2.13 | Jun 18, 2018 | A | 10,000 | A | — | Jun 18, 2028 | Class A common stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The incentive stock option vests in four equal annual installments beginning on June 18, 2019.