SEC Form 4 · accession 0001654954-18-006027
LIGHTPATH TECHNOLOGIES INC · LPTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Gaynor Jr.
Officer — President and CEO · Director
Period of report
May 30, 2018
Accepted (ET)
May 30, 2018 · 9:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | May 30, 2018 | M | 13,000 | $0.87 | A | 148,987 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F1 | $0.87 | May 30, 2018 | M | 13,000 | D | — | Jan 31, 2023 | Class A common stock | 13,000 | 0 | D |
Explanation of responses
- F1The incentive stock option was granted to the reporting person on January 31, 2013 and vested 25% per year for four years.