SEC Form 4 · accession 0001654954-18-000128
LIGHTPATH TECHNOLOGIES INC · LPTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Symmons
Officer — Executive VP- Operations
Period of report
Jan 5, 2018
Accepted (ET)
Jan 5, 2018 · 11:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 5, 2018 | A | 507 | $2.07 | A | 13,965 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were purchased under the Employee Stock Purchase Plan.