SEC Form 4 · accession 0001654954-17-006249
LIGHTPATH TECHNOLOGIES INC · LPTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Symmons
Officer — Executive VP- Operations
Period of report
Jul 7, 2017
Accepted (ET)
Jul 7, 2017 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 7, 2017 | A | 433 | $2.43 | A | 13,725 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were purchased under the Employee Stock Purchase Plan.