SEC Form 4 · accession 0001437749-26-031249
LIGHTPATH TECHNOLOGIES INC · LPTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shmuel Rubin
Officer — President & CEO
Period of report
Aug 18, 2026
Accepted (ET)
Sep 25, 2026 · 5:21 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000889971
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 18, 2026 | A | 39,381 | A | — | — | Class A Common Stock | 39,381 | 39,381 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
- F2The restricted stock units vest equally over a three-year period, with the first vesting on August 18, 2027