SEC Form 4 · accession 0001354488-16-008702
LIGHTPATH TECHNOLOGIES INC · LPTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dorothy M Cipolla
Officer — CFO
Period of report
Dec 21, 2016
Accepted (ET)
Dec 21, 2016 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 21, 2016 | P | 20,661 | $1.21 | A | 21,778 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of Class A common stock were purchased in connection with our public offering on December 21, 2016 at a public offering price of $1.21 per share.