SEC Form 4 · accession 0001209191-15-006224
LIGHTPATH TECHNOLOGIES INC · LPTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Symmons
Officer — VP Engineering
Period of report
Jan 12, 2015
Accepted (ET)
Jan 23, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889971
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right-to-buy)F1 | $1.27 | Jan 12, 2015 | A | 10,000 | A | Jan 12, 2016 | Jan 12, 2025 | Class A Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The Incentive Stock Option vests in four equal installments beginning in January 12, 2016.