SEC Form 3 · accession 0000902595-15-000003
LIGHTPATH TECHNOLOGIES INC · LPTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jan 20, 2015
Accepted (ET)
Jan 27, 2015 · 10:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 2,270,026 | I | By Pudong Science and Technology Investment (Cayman) Co., Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shanghai Pudong Science and Technology Investment Co., Ltd. currently owns the entire outstanding share capital of Pudong Science and Technology Investment (Cayman) Co., Ltd. which directly holds 2,270,026 shares of the Issuer.
Remarks
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.