SEC Form 4 · accession 0001127602-17-021092

PRIVATEBANCORP, INC · PVTB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Pres. of IL Commercial Banking

Period of report

Jun 9, 2017

Accepted (ET)

Jun 9, 2017 · 5:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000889936

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jun 9, 2017	M	78,125	$26.10	A	230,915	D
Common Stock	Jun 9, 2017	M	23,103	$14.99	A	254,018	D
Common Stock	Jun 9, 2017	M	21,562	$17.95	A	275,580	D
Common Stock	Jun 9, 2017	M	8,170	$27.94	A	283,750	D
Common Stock^F1	Jun 9, 2017	S	130,960	$60.51	D	152,790	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Option (Right to Buy)^F2	$26.10	Jun 9, 2017	M	78,125	D	—	Nov 1, 2017	Common Stock	78,125	D
Option To Purchase Common Stock^F3	$14.99	Jun 9, 2017	M	23,103	D	—	Apr 1, 2021	Common Stock	23,103	D
Option To Purchase Common Stock	$17.95	Jun 9, 2017	M	21,562	D	Mar 1, 2016	Feb 22, 2023	Common Stock	21,562	D
Option To Purchase Common Stock	$27.94	Jun 9, 2017	M	8,170	D	Mar 1, 2017	Feb 21, 2024	Common Stock	8,170	D

F1Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $60.45 to $60.62. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
F2Options were granted November 1, 2007. Fifty percent vested upon achievement of specific EPS growth targets. The remaining 50% vested 20% every year on the anniversary of the date of grant and became fully vested after five years.
F3Options were granted on April 1, 2011, one-third of which vested on the anniversary date in each of 2012, 2013 and 2014.