SEC Form 4 · accession 0001127602-17-021088

PRIVATEBANCORP, INC · PVTB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Principal Accounting Officer

Period of report

Jun 8, 2017

Accepted (ET)

Jun 9, 2017 · 5:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000889936

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 8, 2017	M	1,041	$14.39	A	22,162	D
Common Stock	Jun 8, 2017	M	4,005	$17.95	A	26,167	D
Common Stock	Jun 8, 2017	M	1,777	$27.94	A	27,944	D
Common Stock^F1	Jun 8, 2017	S	6,823	$59.72	D	21,121	D
Common Stock	Jun 8, 2017	S	9,493	$59.83	D	11,628	D
Common Stock	holding	—	—		—	554	I	By 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Option To Purchase Common Stock^F2	$14.39	Jun 8, 2017	M	1,041	D	Mar 1, 2015	Feb 22, 2022	Common Stock	1,041	D
Option To Purchase Common Stock	$17.95	Jun 8, 2017	M	4,005	D	Mar 1, 2016	Feb 22, 2023	Common Stock	4,005	D
Option To Purchase Common Stock	$27.94	Jun 8, 2017	M	1,777	D	Mar 1, 2017	Feb 21, 2024	Common Stock	1,777	D

F1Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $59.71 to $59.74. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
F2Options were granted on February 22, 2012, one-third of which vested on March 1 of each of 2013, 2014 and 2015.