SEC Form 4 · accession 0001127602-17-015374
PRIVATEBANCORP, INC · PVTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W Rabin
Director
Period of report
Apr 20, 2017
Accepted (ET)
Apr 24, 2017 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2017 | M | 3,000 | $33.73 | A | 24,667 | D | |
| Common Stock | holding | — | — | — | 20,000 | I | Held By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $33.73 | Apr 20, 2017 | M | 3,000 | D | — | Apr 26, 2017 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1One-third of the options vested each year on the anniversary of the date of grant and were fully vested after three years from the date of grant.