SEC Form 4/A · accession 0001127602-17-011282
PRIVATEBANCORP, INC · PVTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Karen B. Case
Officer — President of CRE Banking
Period of report
Feb 17, 2017
Accepted (ET)
Mar 10, 2017 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2017 | A | 10,160 | $0.00 | A | 107,906 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares underlying time-vested restricted stock units (RSUs), which vest as follows: (1) with respect to 2,608 RSUs, one-third on March 1 of each of 2018, 2019 and 2020; and (2) with respect to 7,552 RSUs, 8.33% on March 1, 2018, 8.33% on March 1, 2019 and 83.33% on March 1, 2020. This amendment filed to correct the share amount from the previously reported 10,186 and to update the footnote accordingly.