SEC Form 4 · accession 0001127602-17-007829
PRIVATEBANCORP, INC · PVTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry D. Richman
Officer — President and CEO · Director
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2017 | A | 56,419 | $0.00 | A | 582,238 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares underlying time-vested restricted stock units (RSUs), which vest as follows: (1) with respect to 8,123 RSUs, one-third on March 1 of each of 2018, 2019 and 2020; and (2) with respect to 48,296 RSUs, 8.33% on March 1, 2018, 8.33% on March 1, 2019 and 83.33% on March 1, 2020.