SEC Form 4 · accession 0001127602-16-048492
PRIVATEBANCORP, INC · PVTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen B. Case
Officer — President of CRE Banking
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889936
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | — | Mar 31, 2016 | A | 0 | A | — | — | Common Stock | 0 | 963 | D |
Explanation of responses
- F1The phantom stock units convert to common stock of the Issuer on a 1-for-1 basis.
- F2The phantom stock units are to be settled in common stock of the Issuer upon the date previously elected by the reporting person.