SEC Form 4 · accession 0001127602-15-017516
PRIVATEBANCORP, INC · PVTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul E Carey
Officer — Principal Accounting Officer
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 3,625 | $27.04 | A | 15,782 | D | |
| Common Stock | May 13, 2015 | M | 5,400 | $14.99 | A | 21,182 | D | |
| Common Stock | May 13, 2015 | M | 3,000 | $14.39 | A | 24,182 | D | |
| Common Stock | May 13, 2015 | S | 12,025 | $37.80 | D | 12,157 | D | |
| Common Stock | holding | — | — | — | 557 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Common Stock | $27.04 | May 13, 2015 | M | 3,625 | D | Aug 5, 2012 | Aug 5, 2019 | Common Stock | 3,625 | 0 | D |
| Option To Purchase Common Stock | $14.99 | May 13, 2015 | M | 5,400 | D | Apr 1, 2014 | Apr 1, 2021 | Common Stock | 5,400 | 0 | D |
| Option To Purchase Common Stock | $14.39 | May 13, 2015 | M | 3,000 | D | Mar 1, 2015 | Feb 22, 2022 | Common Stock | 3,000 | 1,041 | D |