SEC Form 4 · accession 0001127602-15-015404
PRIVATEBANCORP, INC · PVTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheryl Mayberry McKissack
Director
Period of report
Apr 28, 2015
Accepted (ET)
Apr 28, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2015 | M | 3,000 | $30.59 | A | 27,322 | D | |
| Common Stock | Apr 28, 2015 | S | 3,000 | $36.06 | D | 24,322 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $30.59 | Apr 28, 2015 | M | 3,000 | D | Dec 31, 2005 | Apr 28, 2015 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1The reported transactions represent the exercise of 10-year options set to expire on April 28, 2015 and simultaneous sale of the shares acquired upon exercise.